|
|
|
|
| LEADER |
02132nmm a2200421 u 4500 |
| 001 |
EB000934892 |
| 003 |
EBX01000000000000000728488 |
| 005 |
00000000000000.0 |
| 007 |
cr||||||||||||||||||||| |
| 008 |
150128 ||| eng |
| 020 |
|
|
|a 9781451824889
|
| 245 |
0 |
0 |
|a Monaco
|b Technical Note on IOSCO Objectives and Principles of Securities Regulation: Update
|
| 260 |
|
|
|a Washington, D.C.
|b International Monetary Fund
|c 2008
|
| 300 |
|
|
|a 21 pages
|
| 651 |
|
4 |
|a Monaco
|
| 653 |
|
|
|a State supervision
|
| 653 |
|
|
|a Institutional Investors
|
| 653 |
|
|
|a Pension Funds
|
| 653 |
|
|
|a Finance
|
| 653 |
|
|
|a Industries: Financial Services
|
| 653 |
|
|
|a Banks and banking
|
| 653 |
|
|
|a Financial institutions
|
| 653 |
|
|
|a General Financial Markets: Government Policy and Regulation
|
| 653 |
|
|
|a Financial Instruments
|
| 653 |
|
|
|a Non-bank Financial Institutions
|
| 653 |
|
|
|a Financial regulation and supervision
|
| 653 |
|
|
|a Iosco Objectives and Principles of Securities Regulations
|
| 653 |
|
|
|a Mutual funds
|
| 653 |
|
|
|a Finance: General
|
| 653 |
|
|
|a Financial services law & regulation
|
| 710 |
2 |
|
|a International Monetary Fund
|
| 041 |
0 |
7 |
|a eng
|2 ISO 639-2
|
| 989 |
|
|
|b IMF
|a International Monetary Fund
|
| 490 |
0 |
|
|a IMF Staff Country Reports
|
| 028 |
5 |
0 |
|a 10.5089/9781451824889.002
|
| 856 |
4 |
0 |
|u https://elibrary.imf.org/view/journals/002/2008/218/002.2008.issue-218-en.xml?cid=22144-com-dsp-marc
|x Verlag
|3 Volltext
|
| 082 |
0 |
|
|a 330
|
| 520 |
|
|
|a This Technical Note reviews the International Organization of Securities Commissions’s (IOSCO) Objectives and Principles of Securities Regulation for Monaco. It reveals that overall, there has been progress in implementing the Offshore Financial Center assessment recommendations in most areas of securities regulation, but more needs to be done on key topics. In granting a license to conduct investment activities, the Commission de Contrôle des Activités Financières (Financial Activity Supervisory Commission) considers the professional qualifications of individuals, the company’s systems and controls, and its sources of capital
|