Spain Financial Sector Assessment Program: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation

This assessment focuses on the National Securities Market Commission (CNMV) but takes into account the activities of other institutions insofar as they oversee investment service providers, markets, and clearing and settlement systems, and thus affect implementation of the IOSCO Objectives and Princ...

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Bibliographic Details
Corporate Author: International Monetary Fund
Format: eBook
Language:English
Published: Washington, D.C. International Monetary Fund 2006
Series:IMF Staff Country Reports
Subjects:
Online Access:
Collection: International Monetary Fund - Collection details see MPG.ReNa
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300 |a 74 pages 
651 4 |a Spain 
653 |a Revenue administration 
653 |a Institutional Investors 
653 |a Stock exchanges 
653 |a Pension Funds 
653 |a Finance 
653 |a Securities 
653 |a Public finance & taxation 
653 |a Financial institutions 
653 |a Financial Instruments 
653 |a Capital market 
653 |a General Financial Markets: General (includes Measurement and Data) 
653 |a Legal support in revenue administration 
653 |a Non-bank Financial Institutions 
653 |a Financial markets 
653 |a Taxation, Subsidies, and Revenue: General 
653 |a Financial instruments 
653 |a Stock markets 
653 |a Investments: General 
653 |a Investment & securities 
653 |a Public Finance 
653 |a Finance: General 
653 |a Revenue 
653 |a Securities markets 
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520 |a This assessment focuses on the National Securities Market Commission (CNMV) but takes into account the activities of other institutions insofar as they oversee investment service providers, markets, and clearing and settlement systems, and thus affect implementation of the IOSCO Objectives and Principles of Securities Regulation. The assessment also reviews the efficiency of the arrangements by which such institutions interact and cooperate in the performance of their regulatory, supervisory, and enforcement functions, and also reflects the views of the mission team on the findings in their particular areas of emphasis