Promoting Information in the Marketplace for Financial Services Financial Market Regulation and International Standards
Coregulation builds on financial market self-regulation, and is best described in the words of one-time SEC Chairman William O. Douglas, who, in the 1930s, described it asa shotgun behind the door.
| Main Authors: | , |
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| Format: | eBook |
| Language: | English |
| Published: |
Cham
Springer International Publishing
2015, 2015
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| Edition: | 1st ed. 2015 |
| Subjects: | |
| Online Access: | |
| Collection: | Springer eBooks 2005- - Collection details see MPG.ReNa |
Table of Contents:
- Chapter 1: Introduction – Promoting Information
- Chapter 2: Disclosure of Financial and Non-Financial Information in the Marketplace
- Chapter 3: How Should Financial Markets Be Regulated to Ensure That Information is Provided?
- Chapter 4: Promoting Information Under Broker/Client Rules at Common Law and in Equity
- Chapter 5: The Failure of Industry Licensing to Keep the Market Informed – Obligation to Provide Financial Services ‘Efficiently, Honestly and Fairly’
- Chapter 6: The Ability of the Commission to Achieve Disclosure in Financial Markets
- Chapter 7: Stock Exchanges and the Promotion of Information
- Chapter 8: Towards Principles-Based Regulation