1 Table of Contents: “... and subscription/redemption of shares and units in investment funds -- chapter 9. Risk and regulation...”

2 Table of Contents: “...Ch 1: The Operational Risk Universe; Ch 2: Operations Risk in Investment and Retail Banking; Ch 3...”

3 Subjects: “...BUSINESS & ECONOMICS / Investments & Securities / General / bisacsh...”

4 Subjects: “...BUSINESS & ECONOMICS / Investments & Securities / General / bisacsh...”

5 Table of Contents: “...; Trading, dealing and investment; The role of the exchange; Fund management and retail markets; Changes...”