Enterprise compliance risk management an essential toolkit for banks and financial services
"The book provides banks and the financial industry with a comprehensive overview of compliance risk and its active management"--
| Main Author: | |
|---|---|
| Format: | eBook |
| Language: | English |
| Published: |
Hoboken
Wiley
2015
|
| Subjects: | |
| Online Access: | |
| Collection: | O'Reilly - Collection details see MPG.ReNa |
Table of Contents:
- Introduction to Compliance in Financial Services
- Part One: Introduction to Compliance in Financial Services. An Overview of Compliance in Financial Services
- Compliance in the Twenty-First Century
- The What, Why, and Who of Compliance
- Part Two: The What, Why, and Who of Compliance. What Is "Compliance"?
- Why Is Compliance Needed?
- Who Are the Players in the Compliance Universe?
- The How of Compliance
- Part Three: The How of Compliance. Compliance Framework
- Operationalizing Compliance
- The Compliance Risk Dimension
- Part Four: The Compliance Risk Dimension. Exploring the Concept of Compliance Risk
- Compliance Risk Management
- The Real World of Compliance in Financial Services
- Part Five: The Real World of Compliance in Financial Services. Real-Life Issues of Managing Compliance in Financial Services
- Lessons Not Learned
- Practical Solutions to Some Important Operational Challenges
- Includes bibliographical references and index