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150128 ||| eng |
| 020 |
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|a 9781475504309
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| 245 |
0 |
0 |
|a Spain
|b IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment Implementation
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| 260 |
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|a Washington, D.C.
|b International Monetary Fund
|c 2012
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| 300 |
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|a 134 pages
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| 651 |
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4 |
|a Spain
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| 653 |
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|a Revenue administration
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| 653 |
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|a Institutional Investors
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| 653 |
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|a Pension Funds
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| 653 |
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|a Finance
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| 653 |
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|a Securities
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| 653 |
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|a Public finance & taxation
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| 653 |
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|a Financial institutions
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| 653 |
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|a Financial Instruments
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| 653 |
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|a Capital market
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| 653 |
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|a General Financial Markets: General (includes Measurement and Data)
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| 653 |
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|a Legal support in revenue administration
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| 653 |
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|a Non-bank Financial Institutions
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| 653 |
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|a Internal controls
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| 653 |
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|a Financial markets
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| 653 |
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|a Taxation, Subsidies, and Revenue: General
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| 653 |
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|a Financial instruments
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| 653 |
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|a Investments: General
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| 653 |
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|a Investment & securities
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| 653 |
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|a Public Finance
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| 653 |
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|a Finance: General
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| 653 |
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|a Revenue
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| 653 |
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|a Securities markets
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| 710 |
2 |
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|a International Monetary Fund
|
| 041 |
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7 |
|a eng
|2 ISO 639-2
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| 989 |
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|b IMF
|a International Monetary Fund
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| 490 |
0 |
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|a IMF Staff Country Reports
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| 028 |
5 |
0 |
|a 10.5089/9781475504309.002
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| 856 |
4 |
0 |
|u https://elibrary.imf.org/view/journals/002/2012/143/002.2012.issue-143-en.xml?cid=25983-com-dsp-marc
|x Verlag
|3 Volltext
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| 082 |
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|a 330
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| 520 |
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|a This paper assesses implementation of the International Organization of Securities Commissions' (IOSCO) objectives and principles of securities regulation in Spain. Spain exhibits a high level of implementation of principles. The legal framework is robust and provides the Comisión Nacional de Valores (CNMV) with broad supervisory, investigative, and enforcement powers. Arrangements for off-site monitoring of regulated entities are robust. However, some areas of supervision and enforcement require strengthening. In particular, the CNMV should make more use of on-site inspections for all types of investment service providers
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